What information do we collect?
We collect information about you from the following sources:
– Information we receive from you on applications or other forms;
– Information about your transactions through us with your clearing broker or others; and
– Information we receive from a consumer-reporting agency
We may collect information such as your full legal name, e-mail address, mailing address, phone number, birth date, SSN, citizenship, investment objectives, approximate net worth, and other regulatory disclosures that may be necessary. We require such information in order to be able to provide our services to Clients in accordance with the rules of regulatory bodies such as the Securities and Exchange Commission and FINRA. You may choose not to provide such information to us, but you will not be able to become a Client. You may, however, visit our site anonymously.
What do we use your information for?
Any of the information we collect from you may be used in one of the following ways:
a) To personalize your experience
Your information helps us to better respond to your individual needs
b) To improve customer service
Your information helps us to more effectively respond to your customer service requests and support needs
c) To process transactions
Your information helps us process transactions in accordance with laws and our duties.
d) To send periodic emails
The email address you provide for order processing, may be used to send you information and updates pertaining to your order, in addition to receiving occasional company news, updates, and related product or service information.
Your information, whether public or private, will not be sold, exchanged, transferred, or given to any other company for any reason whatsoever, without your consent, other than for the express purpose of delivering the purchased product or service requested.
We conduct our business with great respect for the confidential nature of the information you provide. To protect your privacy, we limit who and what information we share outside of our firms. Information about you is only shared with our affiliates; certain companies external to us in order to complete a transaction you requested, to help us service your account, or to allow us to offer you improved products and services; and, as required by industry regulation or by law.
We may share the information required to become a Client with our brokerage partner solely for the purpose of allowing our brokerage partner to provide services to you.
How do we protect your information?
We implement a variety of security measures to maintain the safety of your personal information when you enter, submit, or access your personal information.
Yes (Cookies are small files that a site or its service provider transfers to your computer’s hard drive through your Web browser (if you allow) that enables the sites or service providers systems to recognize your browser and capture and remember certain information.
When you use our website, our servers automatically record certain information about your use of the website. Similar to other web services, we record information such as browsing activity, data displayed or clicked on (such as UI elements, ads, and links), and other information (such as browser type, IP address, date and time of access, cookie ID, and referrer URL). Along with cookies, we may also use third-party tracking technology, such as Google Analytics, to record similar information regarding you and your activity on the website.
Do we disclose any information to outside parties?
We do not sell, trade, or otherwise transfer to outside parties your personally identifiable information. This does not include trusted third parties who assist us in operating our website, conducting our business, or servicing you, so long as those parties agree to keep this information confidential. We may also release your information when we believe release is appropriate to comply with the law, enforce our site policies, or protect ours or others rights, property, or safety. However, non-personally identifiable visitor information may be provided to other parties for marketing, advertising, or other uses.
Third party links
Occasionally, at our discretion, we may include or offer third party products or services on our website. These third party sites have separate and independent privacy policies. We therefore have no responsibility or liability for the content and activities of these linked sites. Nonetheless, we seek to protect the integrity of our site and welcome any feedback about these sites.
11500 S Eastern Ave, Suite 150 #1523
Henderson, NV 89052